SIU Director’s Report - Case # 22-OFI-290

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the serious injuries of a 44-year-old man (the “Complainant”).

The Investigation

Notification of the SIU

On November 2, 2022, at 10:20 a.m., the York Regional Police (YRP) contacted the SIU with the following information.

On November 2, 2022, at around 8:16 a.m., YRP had received a complaint of a suspicious vehicle on Hanlan Road, Vaughan. At 8:40 a.m., YRP officers arrived on scene and had an interaction with the Complainant. The Complainant came at one of the police officers with a knife and was shot. The Complainant was transported to hospital having suffered serious injuries.

The Team

Date and time team dispatched: 11/02/2022 at 10:29 a.m.

Date and time SIU arrived on scene: 11/02/2022 at 11:29 a.m.

Number of SIU Investigators assigned: 5
Number of SIU Forensic Investigators assigned: 2
 

Affected Person (aka “Complainant”):

44-year-old male interviewed; medical records obtained and reviewed

The Complainant was interviewed on November 7, 2022.


Civilian Witnesses

CW #1 Interviewed
CW #2 Interviewed
CW #3 Interviewed
CW #4 Interviewed

The civilian witnesses were interviewed on November 2, 2022.

Subject Officials

SO #1 Interviewed, but declined to submit notes, as is the subject official’s legal right
SO #2 Declined interview and to provide notes, as is the subject official’s legal right

The subject official was interviewed on December 9, 2022.


Witness Officials

WO #1 Interviewed
WO #2 Interviewed

The witness officials were interviewed between November 3 and November 5, 2022.


Evidence

The Scene

On November 2, 2022, at 10:54 a.m., SIU forensic investigators were dispatched to an address on Hanlan Road, Vaughan.

At 12:02 p.m., the SIU forensic investigators arrived on scene - a private commercial location. It was a clear, mild and sunny day.

The scene was contained to the parking lot out front of a business at the address.

The SIU forensic investigators began taking overall photographs of the scene, including relevant pieces of evidence.

The SIU forensic investigators conducted an inspection of all the vehicles. They also checked underneath the relevant vehicles to locate any evidence.

The SIU forensic investigators placed exhibit markers identifying items of interest and evidence that was later collected for the investigation. The items were photographed and documented via a Total Station mapping device. Not all exhibits were collected.


Figure 1 - Parking lot where the shooting occurred

Figure 1 - Parking lot where the shooting occurred

Vehicles at Scene

Vehicle 1
This vehicle was a YRP cruiser, a 2020 Ford Explorer.

Vehicle 2
This vehicle was a YRP cruiser, a 2021 Ford Explorer.

Vehicle 3
This vehicle was a 2013 Dodge Caravan, black.

Vehicle 4
This vehicle was a red Nissan.

Vehicle 5
This vehicle 5 was a blue Chevrolet.

Scene Diagram

Scene diagram

Physical Evidence

The following items were located at the scene:
1) A head covering (not collected);
2) A nickel (not collected);
3) A bullet fragment;
4) A bullet fragment;
5) A cartridge casing;
6) A knife (blade – about 13 centimetres in length);
7) A cartridge casing;
8) A cartridge casing;
9) An unknown substance thought to be watermelon (not collected);
10) A red stain thought to be blood;
11) A glove (not collected);
12) A cartridge casing;
13) A cartridge casing;
14) A bullet fragment;
15) A Nissan logo;
16) Latex gloves (not collected);
17) A stop stick (not collected);
18) A cartridge casing;
19) A wallet containing identification; and
20) A cell phone.


Figure 2 - Knife located at scene

Figure 2 - Knife located at scene

Police Firearms and Magazines

SO #1’s firearm was a .40 calibre Glock pistol with a magazine in the pistol grip. The officer’s duty belt contained two additional magazines.

The magazine in SO #1’s pistol was recovered containing 12 bullets; there was one bullet in the breech of the pistol. Each spare magazine contained 15 bullets. All the bullets were marked SPER 40 S&W.


Figure 3 - SO #1's firearm

Figure 3 - SO #1's firearm

SO #2’s firearm was a .40 calibre Glock pistol with a magazine in the pistol grip. The officer’s duty belt contained two additional magazines.

The magazine in SO #2’s pistol was recovered containing 12 bullets; there was one bullet in the breech of the pistol. Each spare magazine contained 15 bullets. All the bullets were marked WIN 40 S&W.


Figure 4 - SO #2's firearm

Figure 4 - SO #2's firearm

Forensic Evidence

On November 17, 2022, the SIU attended the Centre of Forensic Sciences and made a firearm submission in connection with the police firearms.

Video/Audio/Photographic Evidence [1]


Video Footage – Address on Hanlan Road

The recordings, a summary of which follows, were made on November 1 and November 2, 2022.

On November 1, 2022, at 9:42:59 p.m., a black Dodge Caravan [known to have been driven by the Complainant] turned into the parking lot of the address from Hanlan Road. The Complainant parked the Dodge Caravan close to the south facing wall of the building with the vehicle facing towards Hanlan Road. Once parked, the Complainant turned off the vehicle lights.

On November 2, 2022, at 8:39:43 a.m., the Dodge Caravan was still parked in the same parking spot from the previous night. A police cruiser [known to have been driven by SO #2] was parked diagonally in front of the Dodge Caravan. CW #1 stood on the driver’s side of SO #2’s cruiser talking to the officer seated in his cruiser.

At 8:42:38 a.m., another police cruiser [known to have been driven by SO #1] arrived. SO #1 parked his cruiser at an angle facing the driver’s side fender of SO #2’s cruiser. SO #1 exited his cruiser and approached the driver’s side window of the Dodge Caravan. The officer tapped on the driver’s side window gesturing with his hand for the Complainant to roll down his window. SO #1 opened the driver’s door of the van. SO #2 exited his cruiser and walked up to SO #1. CW #1 walked away and disappeared from view.

SO #2 held the Complainant by the left shoulder area, and SO #2 and SO #1 attempted to pull the Complainant out of the Dodge Caravan. Suddenly, SO #2 and SO #1 retreated, and the Complainant closed the door of his van. SO #2 backed away from the Dodge Caravan, drew his pistol, and used his police radio.

The Complainant tried to drive off. SO #2 ran to his cruiser and maneuvered it to block the path of the Dodge Caravan.

At about 8:46:45 a.m., SO #1 went to the trunk of SO #2’s cruiser, opened the hatch, and retrieved stop sticks. SO #1 subsequently went to the rear driver’s side of the Dodge Caravan and disappeared from view. [2]

At 8:47:27 a.m., SO #1 reappeared walking back to SO #2’s cruiser. At that moment, the Complainant opened his driver’s door and exited the Dodge Caravan carrying a knife. The Complainant raised the knife and pointed it at SO #1. SO #1 backed-up to the trunk of SO #2’s cruiser and drew his pistol.


Figure 5 - Screenshot from video

Figure 5 - Screenshot from video


SO #2 got out of his cruiser and drew his pistol positioning himself on the driver’s side of his cruiser to face the Complainant.

The Complainant charged at SO #1 with the knife in his right hand.


Figure 6 - Screenshot of video

Figure 6 - Screenshot of video


SO #1 continued to retreat around the back of SO #2’s cruiser. As the Complainant got closer to SO #1, he made a motion with his knife as if to strike at SO #1. At this point, both SO #1 and SO #2 fired their pistols at the Complainant.


Figure 7 - Screenshot of video

Figure 7 - Screenshot of video


The Complainant was struck, and his knife fell from his hand. The Complainant fell face first onto the ground.

SO #2 immediately used his police radio, and then went over to the Complainant who remained motionless on the ground. SO #2 holstered his pistol and handcuffed the Complainant. SO #1 joined SO #2, and both officers turned the Complainant on his back and searched him.

At 8:49:38 a.m., the police officers removed the Complainant’s socks and shoes, after which the video ended.

SO #2’s In-car Camera System (ICCS) Footage

The recording, a summary of which follows, was made on November 2, 2022.

At one second into the recording, SO #2’s cruiser stopped diagonally in front of the Complainant’s parked Dodge Caravan. The Complainant was seated in the driver’s seat of the Dodge Caravan.

At 31 seconds into the recording, SO #1 emerged from the passenger side of SO #2’s cruiser with a stop stick. SO #1 placed the stop stick under the Complainant’s Dodge Caravan, after which he walked back towards the passenger side of SO #2’s Cruiser.

At 50 seconds into the recording, the Complainant opened the driver’s door of the Dodge Caravan. He had a knife raised in his right hand.


Figure 8 - Screenshot from video

Figure 8 - Screenshot from video


The Complainant charged at SO #1. Immediately, either SO #2 or SO #1 yelled, “Hey, hey, hey,” “He’s out of the car,” and, “Hey, hey, hey, hey.” The yelling was quickly followed by the sound of multiple rapid gunshots.

A moment later, one of the police officers used his police radio to report, “Shots fired.”

At four minutes, 38 seconds into the recording, a request was made for an ambulance to attend.

At five minutes, eight seconds into the recording, the sound of sirens was heard as more YRP cruisers began to arrive on scene

At ten minutes, 33 seconds into the recording, the Complainant was yelling and groaning in pain. Some time later, the ambulance had arrived.

At 16 minutes, 47 seconds into the recording, a paramedic reported the Complainant had injuries to his chest and arm.

At 19 minutes, 55 seconds into the recording, a police officer reported the Complainant was being taken to Sunnybrook Health Sciences Centre (SBHSC).

At 22 minutes, 30 seconds into the recording, the dispatcher was informed the Complainant had gunshot wounds to his right arm, left chest, and in each leg.
 

Communications Recordings

The recordings, a summary of which follows, were made on November 2, 2022.

At one second into the recording, SO #2 reported over the police radio that the Complainant had a knife inside a vehicle. The Complainant had tried to escape in his vehicle, but the vehicle was pinned-in by SO #2’s cruiser. SO #2 further reported the Complainant was holding the knife in his hand. The officer noted that the Complainant was arrestable for possession of drug paraphernalia, and they were trying to put a stop stick under one of the Complainant’s tires.

At 54 seconds into the recording, SO #2 announced, “Shots fired. Male down.” SO #1 announced over the police radio, “Shots fired, shots fired, male down. Can we get a rush on Emergency Medical Services (EMS), please!”

The police dispatcher announced over the radio shots had been fired at 8:47 a.m. Soon afterward, more YRP officers were dispatched to the scene.

The police dispatcher asked if any police officer was injured, and SO #2 replied “no” police officer had been injured. SO #2 stated the Complainant had rushed at them with a knife.

At one minute and 23 seconds into the recording, it was reported the Complainant had been taken into custody. Moments later, it was reported YRP officers were applying pressure to both of the Complainant’s legs, and another request was made for the paramedics to attend.
At one minute and 50 seconds into the recording, the police dispatcher reported paramedics were on their way from Kipling Road and Highway 7.

At two minutes and 54 seconds into the recording, the police dispatcher was informed the Complainant also had gunshot wounds to his arm.

At three minutes and 25 seconds into the recording, WO #2 informed the police dispatcher she was in the back of the ambulance with the Complainant, and they were heading to SBHSC.

At four minutes and 50 seconds into the recording, WO #2 reported to the police dispatcher the Complainant had suffered gunshot wounds to both his legs, one to his right arm, and one to the left side of the chest. The Complainant was conscious and breathing.

At six minutes and 21 seconds, the recording ended.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the YRP between November 6, 2022, and January 10, 2023:
  • Notes – WO #2;
  • Notes – WO #1;
  • Computer-assisted Dispatch;
  • Procedure - Arrest;
  • Procedure - Person in Crisis;
  • Procedure - Use of Force;
  • Communications recordings;
  • ICCS footage;
  • Scene and exhibit photos;
  • Civilian witness list;
  • Body-worn camera footage; and
  • Civilian Witness Statements.

Materials Obtained from Other Sources

The SIU obtained and reviewed the following records from other sources:
  • EMS records-York Regional Paramedic Services;
  • Video footage-Hanlan Road; and
  • The Complainant’s medical records from SBHSC.

Incident Narrative

The material events in question are clear on the evidence collected by the SIU, including interviews with the Complainant, SO #1 and several civilian eyewitnesses, as well as video footage that captured the incident. As was his legal right, the other subject official – SO #2 – chose not to interview with the SIU or authorize the release of his notes.

In the morning of November 2, 2022, SO #2 and SO #1 were dispatched to an address on Hanlan Road, Vaughan. A call to police had been placed reporting the presence of a Dodge Caravan, unaffiliated with the premises, with a male in the vehicle.

The male was the Complainant. He had pulled into the front lot of the address the evening before to sleep, parking the van against the south wall of the business such that it faced south.

SO #2 was the first of the officers to arrive on scene, stopping his cruiser a short distance from the front of the van, facing northwest. He was joined within a few minutes by SO #1, who maneuvered his cruiser to a stop facing east a couple of metres from SO #2’s driver’s side door. The time was about 8:42 a.m.

SO #1 exited his cruiser, approached the Complainant’s driver’s side door, and attempted to speak with him. When the Complainant refused to roll down the door window, the officer opened the door and asked him what he was doing there. The Complainant said he was sleeping. SO #2 joined SO #1 by the open driver’s side door and attempted to speak with the Complainant. The Complainant refused to exit the van after SO #2 told him he could see drug paraphernalia in the vehicle, and the officers took physical hold of him to extricate him from the vehicle. Shortly after doing so, they each jumped back from the open driver’s door. The Complainant had retrieved a knife and displayed it to the officers.

The officers retreated a distance as the Complainant, knife in hand and still seated in the van, closed the driver’s door. The Complainant started the van and drove forward a short distance, intending to navigate his way around the police vehicles. Seeing this, SO #2 rushed to his vehicle and drove forward, pinning the van with the cruiser’s push bar. At SO #2’s direction, SO #1 retrieved a stop stick device from the trunk of SO #2’s vehicle and deployed it underneath the rear driver’s side wheel of the van. Within seconds of doing so, as SO #1 walked south past the driver’s side of the van towards SO #2’s cruiser, the driver’s door opened and the Complainant stepped out with the knife in his right hand.

SO #1 was the first to react. The officer turned to face the Complainant, drew and pointed his firearm, and stepped backwards quickly around the rear of SO #2’s cruiser as the Complainant ran quickly in his direction. SO #2 promptly followed suit. He emerged from the driver’s seat of the cruiser, gun in his right hand, as the Complainant rushed alongside the passenger side of his vehicle, rounded the rear and closed the distance to SO #1. With SO #2 slightly behind and a couple of metres north of SO #1, both of them backtracking from the charging Complainant, each officer fired his weapon three times. The time was 8:47 a.m.

The Complainant was immediately felled by the gunfire. He landed front first on the pavement a distance south of the front end of SO #1’s cruiser. The knife he had been holding was dislodged from his hand in the process, and came to rest underneath another parked vehicle in the lot.

Following the shooting, the Complainant was handcuffed, searched and provided first-aid by the officers.

The Complainant was taken from the scene in ambulance to hospital. He had sustained gunshot-related injuries to the torso and left arm.

Relevant Legislation

Section 34, Criminal Code -- Defence of person - Use or threat of force

34 (1) A person is not guilty of an offence if
(a) They believe on reasonable grounds that force is being used against them or another person or that a threat of force is being made against them or another person; 
(b) The act that constitutes the offence is committed for the purpose of defending or protecting themselves or the other person from that use or threat of force; and
(c) The act committed is reasonable in the circumstances.
(2) In determining whether the act committed is reasonable in the circumstances, the court shall consider the relevant circumstances of the person, the other parties and the act, including, but not limited to, the following factors:
(a) the nature of the force or threat;
(b) the extent to which the use of force was imminent and whether there were other means available to respond to the potential use of force;
(c) the person’s role in the incident;
(d) whether any party to the incident used or threatened to use a weapon; 
(e) the size, age, gender and physical capabilities of the parties to the incident;
(f) the nature, duration and history of any relationship between the parties to the incident, including any prior use or threat of force and the nature of that force or threat;
(f.1) any history of interaction or communication between the parties to the incident;
(g) the nature and proportionality of the person’s response to the use or threat of force; and 
(h) whether the act committed was in response to a use or threat of force that the person knew was lawful.
(3) Subsection (1) does not apply if the force is used or threatened by another person for the purpose of doing something that they are required or authorized by law to do in the administration or enforcement of the law, unless the person who commits the act that constitutes the offence believes on reasonable grounds that the other person is acting unlawfully.

Analysis and Director's Decision

The Complainant was shot and seriously injured by two YRP officers in Vaughan on November 2, 2022. The officers – SO #1 and SO #2 – were identified as the subject officials in the ensuing SIU investigation. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that either subject official committed a criminal offence in connection with the shooting.

Section 34 of the Criminal Code provides that conduct that would otherwise constitute an offence is legally justified if it was intended to deter a reasonably apprehended assault, actual or threatened, and was itself reasonable. The reasonableness of the conduct is to be assessed in light of all the relevant circumstances, including with respect to such considerations as the nature of the force or threat; the extent to which the use of force was imminent and whether there were other means available to respond to the potential use of force; whether any party to the incident used or threatened to use a weapon; and, the nature and proportionality of the person’s response to the use or threat of force. I am satisfied that SO #1 and SO #2 acted within the limits of justification prescribed by section 34.

SO #1 and SO #2 were lawfully placed and in the discharge of their duties at the time of the shooting. They had been called to the scene of a suspicious vehicle parked where it ought not have been, and were entitled to approach the Complainant to investigate the reasons for his being there. Thereafter, having observed what looked like drug paraphernalia in the van, the officers were within their rights in directing the Complainant to step outside the vehicle and, when he refused, to forcibly pull him out so they could investigate a potential drug offence.

The evidence establishes that each officer fired their weapon attempting to protect themselves from a reasonably apprehended knife attack at the hands of the Complainant. The Complainant had in his possession a dangerous weapon capable of inflicting grievous bodily harm or death – a knife with a blade measuring about 13 centimetres in length. And he had left little doubt what his intentions were when he rushed at SO #1 with the knife in hand, waving it in the officer’s direction.

The evidence also establishes that the force used by the officers in defence of their persons, namely, three gunshots each, delivered in rapid succession at about the same time, was reasonable. Having first seen the knife in the Complainant’s possession inside the van, the officers had initially planned to stand-down and await the arrival of tactical officers. That was sensible. However, their hands were forced when the Complainant stepped out of the van and ran towards SO #1. Even then, SO #1 waited a brief period and retreated until the Complainant had approached dangerously close – no more than a couple of metres – before he discharged his gun. By that point, the officer simply had no other option if he was going to protect himself from the knife in the Complainant’s possession. The same is also substantially true of the shots fired by SO #2. At the sight of the Complainant chasing his colleague with a knife, he exited his cruiser to confront him with a gun, presumably to defend SO #1 from the advancing threat. He, too, was no more than about two metres away from the Complainant, himself now also within range of an imminent knife attack, when he pulled the trigger. On this record, I am unable to conclude that the subject officials comported themselves unreasonably when, faced with a real and present risk of death, they chose to meet a lethal threat with a resort to lethal force of their own.

In the result, as I am satisfied for the foregoing reasons that each subject official used only legally justified force in their engagement with the Complainant, there is no basis for proceeding with criminal charges in this case. The file is closed.



Date: March 2, 2023

Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]
  • 2) SO #1 told the SIU that he placed the stop stick under one of the Dodge Caravan’s tires. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.